processes to ensure that the client is the same person whose identity appears in the evidentiary documentation of an application for doing business transactions with the securities company , and verify the
a procedure and method for the Know Your Client & Client Due Diligence (KYC/CDD) in writing whereby there shall be sufficient processes to ensure that the client is the same person whose identity
services to clients in the same manner as branch office under Chapter 1; (3) proceeding relating to any information or being cooperator, as prescribed in the Notification of the SEC Office. Clause 19 An
institutions and head office, without any services to clients in the same manner as branch office under Chapter 1; (3) proceeding relating to any information or being cooperator, as prescribed in the
foreign institutions and head office, without any services to clients in the same manner as branch office under Chapter 1; (3) proceeding relating to any information or being cooperator, as prescribed in
foreign institutions and head office, without any services to clients in the same manner as branch office under Chapter 1; (3) proceeding relating to any information or being cooperator, as prescribed in
: AIS continues to focus on cost optimization for operation and SG&A to preserve profitability; therefore, we are expecting EBITDA for FY2020 to decline low single digit, same level as previous guidance
have the same qualifications as the persons under the second paragraph. Clause 3. In considering the qualifications for the registration of fund supervisor, the person seeks to file an application for
have the same qualifications as the persons under the second paragraph. Clause 3. In considering the qualifications for the registration of fund supervisor, the person seeks to file an application for
have the same qualifications as the persons under the second paragraph. Clause 3. In considering the qualifications for the registration of fund supervisor, the person seeks to file an application for