inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities
. Arada Lertpinyopap, former executives of United Securities Plc., Mr. Somdaj Leeswadtrakul, as well as Mr. Suriya Lapvisuthisin in manipulating RICH shares in concealment through 15 related persons
insights with member countries on globally significant issues. Key topics included Sustainability Related Disclosure, Financial Inclusion, the implementation of Supervisory Technology (SupTech), and the
The workshop focused on the ‘Governance Pillar’ of the ICAPs Expectations Ladder, which provides investors with a framework for integrating climate-related considerations into governance structures
also instructed to disclose the clarification to the investors. The SEC has followed up on the case and taken actions under the power and duties vested with the Commission by related laws and
The SEC jointly cooperated with all related parties in formulating concrete guidelines for actions taken against rumors. Such guidelines will require: (a) the SET to closely monitor information
comply with such provisions as the operational systems, the qualifications of investors and fund managers, the minimum investment requirements and the risk-related information disclosure. The SEC
Bangkok, 6 February 2018 ? The SEC has announced the SEC Scholarship Program for the public. The scholarship recipient can pursue a master's degree overseas in any capital market-related field and
supervision of corporate finance, corporate governance, market and securities businesses.Mrs. Supantanet, who was appointed Assistant Secretary-General in 2016, oversees the line of work related to fund