SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as a means of payment The BOT and the SEC previously discussed and reviewed the benefits
funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
on draft amendment to approval for paperless filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing
Regulation concerning Filing, Considering and Making a Decision on the Appeal of the Administrative Orders of the SEC Office B.E. 2542 (1999), and the SEC Notification No. Gor Kor. 12/2551 Re: Administrative
confidence in service quality? (e.g. firm's SOQM, firm's strategy and governance & leadership, transparency report, firm inspection results, non-compliance with law and regulation and responses to emerging
for digital assets with professional care to increase protection of its clients’ assets and ensure continuing services https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9552 SEC issues regulation
เอกสารประกอบการสัมมนา คลิปงานสัมมนา งานสัมมนาออนไลน์ The 1st SEC Thailand International Digital Asset Webinar “ Policy Implication for Digital Asset Regulation: A Peek at Global Movements https
https://publish.sec.or.th/nrs/7039pe.doc documentation.doc firm’s compliance with its system of quality control or for a longer period if required by law or regulation? 3 Does the firm have policies and