Business License to provide services related to equity instruments and Private Fund Management License. In addition, the amendment would allow intermediaries licensed to undertake private fund management
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
products. The SEC will provide support to businesses, regardless of size, industry or location, to raise funds through the Thai capital market serving as destination for offer for sale of shares or
? and ?Category B investor contact? will become ?investment analyst? and ?investment consultant,? respectively, and will be entitled to provide analysis or give advice on equity instrument, debt
investment in all products. ?Improvement of the suitability test will not only provide the business operators and investors with more convenience, but will also better reflect investor demands. The test
provide investors with correct and complete information promptly. _________________
percent is held by the Stock Exchange of Thailand, commercial banks and securities firms. Unlike other securities firms, TSFC is licensed to particularly provide securities financing including margin loans
illegal operation are encouraged to provide information to the ECOTEC at 0-2237-1199 for further proceedings.To ensure proper legal protection, the public interested in derivatives trading is advised to do
Bangkok, 17 January 2023 – The Securities and Exchange Commission (SEC) has issued regulations requiring digital asset business operators that provide custody of clients’ digital assets to establish
, as opposed to the current requirement of investment proportion only; (3) Requiring the token issuer to take additional duties in managing assets and to provide a mechanism for