electronic media; (3) presentation of the estimated return or the auto-redemption rate shall not be more prominent than other information contained in such advertisement. In case of specified property fund
electronic media. The presentation of such information shall not be more prominent than other information in the advertisement, and shall have the following statements: (a) a warning stating that “the past
following rules: (1) The advertisement which presents return or past performance of the fund shall be made in print or electronic media. The presentation of such information shall not be more prominent than
property fund; (2) the advertisement must be made in print or electronic media; (3) presentation of the estimated return or the auto-redemption rate shall not be more prominent than other information
/ visualized presentation (ก) ขอให้ส ำนักงำนจัดท ำ VDO clip มำตรฐำน (ข) ขอให้พิจำรณำด ำเนินกำรเป็นลักษณะของเอกสำร checklist เพื่อตรวจสอบควำมเข้ำใจ ของลูกค้ำ รวมถึงให้ลูกค้ำยืนยัน (มี presentation แนบให้ลูกค้ำ
. ** การอบรมครั้งนี้เป็นการต่อยอดจากงานสัมมนาออนไลน์ ในหัวข้อ “Guidelines for ESG Integration in Equity Analysis and Presentation in Analyst Research Reports” ที่ ก.ล.ต. จัดร่วมกับ CFA Institute และสมาคม
venue of presentation of research papers on capital market issues, exchange of knowledge and implementation. ?Over the past years, the SEC has moved under the strategic plan covering a wide array of
Papers Forum every month to provide a venue of presentation of research papers on capital market issues, exchange of knowledge and implementation. ?Over the past years, the SEC has moved under the
forward- looking statements, as well as those included in any other material discussed at the presentation, are not statements of historical facts but concern future cir- cumstances and results and involve