, including the procedure and processes of such consideration; (b) the renewal of approval; (c) the duties of the auditor after obtaining an approval; (d) the power of the SEC Office to take any action
the names of competitors (only in the case of duopoly or oligopoly). 2.3 Procurement of products or services (a) Describe an overall procedure for procuring products for sale during the past year such
) If no, how does the firm obtain assurance that the work done is appropriate? 3 If the Service Delivery Center performs audit procedure for the firm, how does the firm direct and supervise individuals
potential, and the names of competitors (only in the case of duopoly or oligopoly). 2.3 Procurement of products or services (a) Describe an overall procedure for procuring products for sale during the past
procedure) ค่าธรรมเนียมและค่าใช้จ่ายที่เกี่ยวข้องในการส่งมอบสินค้า (delivery/tender fee) เป็นต้น เพื่อให้ลูกค้าสามารถเตรียมความพร้อมและดำเนินการได้ตรงตามวัตถุประสงค์ที่ต้องการ  
management or risk management of such investments, whether or not it is a central utility function and at any level, there shall be a procedure for requesting an approval from the intermediary’s board of
management of such investments, whether or not it is a central utility function and at any level, there shall be a procedure for requesting an approval from the intermediary’s board of directors in each case
consideration in such a way that may affect his ability to express independent opinion shall declare such interest and shall not participate in the consideration of such matter. Part 3 Procedure for Consideration
penalties as specified for such offences. Section 42. A committee appointed by the Minister shall have the power to settle the offenses committed against this Act under Section 38 of the Penal Procedure Code
management of such investments, whether or not it is a central utility function and at any level, there shall be a procedure for requesting an approval from the intermediary’s board of directors in each case