Stock Exchange and do not require to obtain approval from the shareholders for entering such transaction. 4.2 The connected transaction According to the Notification of the Capital Market Supervisory
duty to report their holdings together with those of the waiver applicant as required under sections 246, 247 of the Securities and Exchange Act; The number of voting rights that the waiver will obtain
the Hong Kong Covered Fund under HK-TH MRF shall be deemed an auditor approved by the SEC without the need to obtain approval. 1.9 Requirements for offerings of Hong Kong Covered Funds - Before offering
duty to report their holdings together with those of the waiver applicant as required under sections 246, 247 of the Securities and Exchange Act; The number of voting rights that the waiver will obtain
shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may be, as prescribed in this Notification: (1) managing, determining
or Section 33, the offeror shall obtain a prior approval for such offer of newly issued securities; (2) the offeror shall complete the payment of the filing fee of the registration statement in
of the collecting of personal data. Right to access: You have the right to access or obtain a copy of your personal data, and to request the disclosure of the source of your personal data. Right to
or public limited company. Prior to any offering, the issuers shall obtain approval from the Office of the Securities and Exchange Commission (“the SEC Office”), and the registration statement and
Controls (OS, Database, Network) Application (e.g. SAP) Configuration & Security In ve nt or y Identify ITGC Risks 14 PCAOB Literature The auditor should obtain an understanding of specific risks to a
the SEC Office. Clause 4 2 Subject to Clause 5 and Clause 6, person eligible to obtain the SEC Office’s approval to be major shareholder of securities company shall not have the following