Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules concerning offshore offering of convertible debentures to boost efficiency and provide more accurate, clear and
Bangkok, May 9, 2014 ? The SEC is seeking public comment on proposed revision of regulation on capital requirements for securities and derivatives investment advisors (IA) as well as brokers, dealers
Bangkok, May 14, 2014 ? The SEC allows broader investment in foreign investment products and permits more business operators to provide services in foreign currency denominated securities. SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board (CMSB) recently approved revision of regulations to expand list of investment products denominated foreign currencies permissible for accredited investors (AI) in preparation for the Capital Account Liberalization P...
Bangkok, February 21, 2014 ? The SEC is seeking public comment on revising the regulations concerning independent directors of licensed securities and derivatives business operators. The proposed
Legal Execution Department (LED) on its 49th Anniversary. Mr. Seaksan Suksang (second right), Inspector General of the Ministry of Justice, acting on behalf of the LED Director General, and Ms. Niramon
Mrs. Praoporn Senanarong (middle), SEC Assistant Secretary-General, extended the SEC congratulations to the Office of National Anti-Corruption Commission (NACC) on the NACC 24th Anniversary. Mr
Business Development (DBD) on its 101st Anniversary. Mrs. Auramon Supthaweethum, Director General of DBD, gave a warm reception on this special occasion. In collaboration with this event, the SEC made a
The Securities and Exchange Commission (SEC) joined the Declaration of Intent on Finance for Biodiversity (Fin4Bio) and participated in a seminar on the subject, organized by the Agence Française de