(ตลาดหลักทรัพย์แห่ง สปป. ลาว) พร้อมผู้บริหาร และคณะผู้บริหารจากบริษัท APMLAO Securities Co., Ltd. เนื่องในโอกาสเข้าเยี่ยมคารวะและหารือแนวทางการส่งเสริมความร่วมมือด้านตลาดทุนระหว่างสองประเทศ ณ อาคารสำนักงาน ก.ล.ต
Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and inaccurate financial positions in the financial statements, e.g. pseudo capital increase, accounting...
application. SEC hereby notifies that Rich Gold Intertrade Co., Ltd. is not licensed to undertake securities business or derivatives business; therefore, the company is not subject to SEC’s supervision
Bangkok, 7 March 2019 ? The SEC is advising the public to be cautious about any solicitation related to investment in HashBX Global Co., Ltd.With reference to the news of persons reporting to the police regarding their investment with HashBX, the SEC has received complaints from the investors and found additional information. The SEC is gathering more facts in this matter and coordinating with relevant agencies to consider whether any act is subject to supervision under the Emergency Decree on D...
Facebook Page "ห้างทองแม่ทองสุก" impersonates "MTS Gold Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 13/02/2024)
Facebook page "แม่ทองสุก โกลด์เทรดดิ้ง" impersonates "MTS Gold Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 27/09/2023)
Facebook Page "ห้างทองแม่ทองสุก" impersonates "MTS Gold Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 19/02/2024)
TikTok account "swkm_thail" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 15/01/2025)
TikTok account "sw_investment" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 15/01/2025)
TikTok account "mutualfunds_09" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 15/01/2025)