internal control system helps to prevent and deter frauds. However, emerging frauds that cause considerable damage usually involve malfeasances committed by high-ranking executives. Therefore, independent
addition, VBB did not return the advanced compensation to SPM in accordance with the contract's conditions. Consequently, SPM suffered damage and had to set a doubtful account for the whole amount. The
opinion; “collateral” means a collateral for compensation of damage to a customer arising from incorrect or incomplete performance of duties of the investment advisory company, i.e. : (a) insurance policy
long term, such as damage on building or place of business or branches, a failure of information technology system, inaccessibility or unusability of building or personnel unable to come for work in both
disruptions by assessing on an emergency incident, which causes a disruption and business impacts in either short, medium or long term, such as damage on building or place of business or branches, a failure of
causing damage to the REIT, or the REIT manager has failed to perform its duties in accordance with the trust instrument or the relevant laws, the trustee shall proceed as follows: (1) submit a report to
market: (a) engaging in any unfair trading of securities and derivatives; (b) undertaking dishonestly or causing damage to properties, creditors or the public; (c) intentionally making false statement or
opinion; “collateral” means a collateral for compensation of damage to a customer arising from incorrect or incomplete performance of duties of the investment advisory company, i.e. : (a) insurance policy
status may cause damage or having any circumstance which indicates an ongoing financial problem; (3) there is no reasonable grounds to believe that there is a defect or inappropriateness relating to the
financial status may cause damage or having any circumstance which indicates an ongoing financial problem; (3) there is no reasonable grounds to believe that there is a defect or inappropriateness relating to