considered it necessary to regulate the matter. The existing digital asset business operators are required to comply with the regulations within 30 days as from 1 April 2022. The BOT and the SEC previously
capacity of those countries’ regulatory agencies every year, in the areas of financial statements surveillance and auditor oversight. These operations conform with the SEC strategic plan, which aims for
same names and consistently comply with the policies and procedures of the international audit firms, excluding the Big-4 firms. 139 15 97 - 14 - 649 687 700 725 0 100 200 300 400 500 600 700 800 2016
these water infrastructure assets are eligible for certification – Section 4. In addition, all bonds certified under the Climate Bonds Standard must also comply with the common requirements set for all
has decided that intermediaries shall comply with the rules and conditions issued by the AMLO instead; however, intermediaries shall have an efficient risk management system adequate for the prevention
rules concerning application for securities registrar license. This is to ensure the continued enforceability of Section 206 and Section 222 of the SEA and to comply with Section 22 of the Act on
profits from the order. SEC views that {A}’s act did not comply with the investor’s order and was deemed failure to perform duties with responsibility and deliberation as a professional**. SEC has
the account for the wrong purpose in contrary to the terms of service, and take action on the client who fails to comply with the terms of service, which shall include temporary suspension or