persons to hold not more than 1/3 of total investment units sold.? In case any person or group of persons hold an amount exceeding the limit is barred from making additional investments, the asset
) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to
comply with the requirements or conditions to be exempted; (3) the applicant has other measures that are sufficient and able to compensate for the compliance with the requirements or conditions to be
having been settled the case with a fine for such offence; (d) having been pending under charge or criminal proceeding by competent authorities for the offence under (c). (5) directors, managers and any
control and compliance with good business practices; (3) being able to maintain capital funds and reserve fund in compliance with the law establishing or controlling business undertaking of the applicant
ยมโีครงสรางของหลักเกณฑทีสํ่าคัญคือ กองทุนรวม ประเภทนี้จะไมมีการกําหนดอัตราสวนที่คํานวณตามประเภททรัพยสิน (“product limit”) สําหรับการลงทุน ในตราสารแหงหนีใ้นประเทศที่ไดรับการจดัอันดับความนาเชือ่ถือ
this regard, such resolution of the Board of Directors’ Meeting was already notified to the Stock Exchange of Thailand. Currently, the Company is not yet able to enter into negotiations for the purchase
related person, with a large amount of overdue payments and continuous losses. In case the debtor will not be able to repay the debt, profit shown on the applicant?s result of operation may turn to loss. It
to the work unit responsible for post-trade operation within a reasonable period of time in order for the securities company to acknowledge and be able to report the result of securities trading in
operation within a reasonable period of time in order for the securities company to acknowledge and be able to report the result of securities trading in accordance with the relevant rules and for the work