SEC Secretary-General Ruenvadee Suwanmongkol said: “The deadline for listed companies to submit their annual financial statements and other reports as required by law is approaching but the COVID
also required to file with the SEC and publicly disclose the rectified and audited/reviewed financial statements by July 6, 2014.The SEC found that the auditors expressed qualified opinions on VTE?s 2013
derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose
personnel while some of the existing capital market personnel will be required to obtain the SEC approval with a view to enhancing supervisory efficiency.The consultation paper is available on www.sec.or.th
consideration the benefits of customers and stakeholders. Additionally, the current DA operators will be required to comply within 180 days from the effective date of the regulations; (2) Qualifications of
collaboration in case further clarifications or investigations are required. The meeting was held on 24 January 2024 at the DSI Building. In the picture (from left to right):1. Ms. Pattanaporn Tripipat, SEC
the notification of the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is duly required to be performed. The inquiry official sent the case back
period specified by the notification of the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is duly required to be performed. This case is in the
period specified by the Notification of the Capital Market Supervisory Board resulted from the instructions or the failure to give instructions which is duly required to be performed. The inquiry official
is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 04/03/2024