Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The founding securities companies shall submit an application for the
01/01/2004 7. Notification of the Securities and Exchange Commission 37/2543 18/09/2000 28/09/2000 Report/Form (Notification of Securities and Exchange Commission) Form 90-12 Application for an
01/01/2004 7. Notification of the Securities and Exchange Commission 37/2543 18/09/2000 28/09/2000 Report/Form (Notification of Securities and Exchange Commission) Form 90-12 Application for an
. − ✓ Except those having passed CISA Level 3. − − Remark 1 The eligible courses must meet any of the following conditions and have been passed for not more than 2 years as of the application date: 1.1 organized
past 3 years prior to the application date 3 or ✓ ✓ ✓ ✓ ✓ 2 Passed Level 1 or higher of the Certified Investment and Securities Analyst (CISA) or Chartered Financial Analyst (CFA) examination, or the
bills, a statement of 'Intended to be negotiable among institutional investors' shall be included on the front of the bills. - Applicable to the offering of bonds [1] . - Application shall be submitted
. The SEC will make an appointment for an on-site inspection of the work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website
. The SEC will make an appointment for an on-site inspection of the work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website
have been passed for not more than 2 years as of the application date: 1.1 organized or accepted by the SEC Office; 1.2 internationally organized and accepted by the SEC Office. In this case, an
monitor credit quality and maintained high levels of capital buffers and loan loss provisions to facilitate credit expansion going forward. Credit Rating Land and Houses Bank Public Company Limited is