legal execution against offenders. It is the integration of collaboration between the three agencies, supporting the functions of each agency including exchanging information, knowledge and expertise in
the investment management companies towards to promotion of knowledge to their members, and the development of the provident fund industry. The Investment Governance Code or I Code is also another
of professional and experienced experts to render financial knowledge and advice as well as manage portfolios suitable for different clients? profiles via three websites: www. giltedgeintl.com, www.on
? roles and duties, inspection and result evaluation, regular development of members? knowledge, and capability to generate sufficient returns on investment for members? well-being after retirement.In this
the people, through which they can build up their lifelong financial stability by acquiring financial literacy, self- protection knowledge from frauds/scams, and digital literacy for the use of capital
approval to lessen burdens of the capital market auditor, provided that the knowledge, skills and quality of work are evaluated by SEC on a regular basis.In addition, TDRI has presented the draft proposal
other persons from using their accounts to trade securities without their knowledge, and make sure that the documents of transaction confirmation are issued by the securities companies in charge. In
holding various positions in agencies with an emphasis on equality, and (6) preventing and solving the problem of sexual harassment or assault in the workplace, enhancing knowledge, understanding of
ของระบบงานของผู้ประกอบธุรกิจได้ ก.ล.ต. จึงออกหลักเกณฑ์ที่เกี่ยวข้องในเรื่องดังกล่าวโดยสรุป ดังนี้(1) กำหนดหลักเกณฑ์ให้ผู้ประกอบธุรกิจ* ต้องจัดให้ลูกค้า เข้ารับการอบรมหรือการทดสอบความรู้ (knowledge test
risk, same rule,” and allocates resources to build investors’ knowledge and understanding on a continuing basis while strengthening cooperation with all parties involved, both local and international