Investment Analysis on Securities3 and Derivatives Related Rules on Investment Analysis 6 Manager of a securities company undertaking derivatives business or person with the highest responsibility in the work
necessary action can be taken; SEC treats all complaints equally, whether they are submitted by individuals or a group of individuals, and through any channels. Matters under the SEC Responsibility
The Stock Exchange of Thailand has launched the Sustainability Awards, which is the combination of the previous “Top Corporate Governance Report Awards” and the “Best Corporate Social Responsibility
passbooks and savings passbooks with https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6552 SEC suspends three investment consultants for failing to perform duties with responsibility could influence the
Responsibility practices, especially in internal policymaking procedure. 11 Common challenges experienced in GESI practice Executive leadership Boards of Directors to increase female representation, as there are
. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------- Notification of the
resources – and in light of the new responsibilities for private fund advisers – the Dodd- Frank Act also reallocated regulatory responsibility for certain smaller investment advisers to the state securities
ESG score and corporate financial performance, 2) corporate stakeholders have a right to be responded to by corporate’s actions and activities, and 3) the benefit of corporate responsibility that
Responsibility Good Corporate Governance and Appropriate Risk Management E S G NET Commitmento Net Zero in OUR OWN OPERATIONS (Scope 1 & 2) by 2030 o Net Zero in OUR FINANCED PORTFOLIO (Scope 3) in line with
reporting for capital markets Securities and Exchange Board of India (SEBI) makes the Business Responsibility and Sustainability Reporting (BRSR) format (2021) mandatory for the top 1000 listed companies [FY