reporting process, ensure the company has efficient internal control system, monitor the performance of the company to ensure compliance with the laws and regulations, review transaction that may have
Exchange Act B.E. 2535 (1992), with the main duties to promote, develop and supervise the Thai capital market. In developing a sustainable capital market, the SEC has set a vision to embrace changes and
: (1) Notify the unitholder registrar to acknowledge the limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine
: (1) Notify the unitholder registrar to acknowledge the limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine
client’s asset, which is independent from the securities trading unit or securities advisory unit, and must organize a good internal control system for the custody of client’s assets. Such system must at
client’s asset, which is independent from the securities trading unit or securities advisory unit, and must organize a good internal control system for the custody of client’s assets. Such system must at
patent holder will come with team to supervise the system testing at the manufacturing and will start production by June 2018. 13 Audited Financial Statement of IGEN Power Tech Co., Ltd Consolidated
interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
Exchange of Thailand, the President of the Thai Institute of Directors, and the Director of a Page 2 of 4 publicly listed Thai firm. Notably, the Principles of Good Corporate Governance for Listed Companies
intermediary , in order to monitor the compliance with this Notification by the intermediary . In this regard, the SEC Office shall determine such period according to the following scopes: (a) in case of urgent