business operators and investors. This is because minors’ execution of legal acts is subject to several provisions of the governing Civil and Commercial Code. As a result, minors may be exposed to a risk
higher risk level in buying financial products with a higher risk than the client’s risk profile. SEC has considered the case and viewed that Somchai had behaviors with dishonest implication, affecting the
enter into derivatives contract with non-institutional counterparty, providing that the derivatives must be plain vanilla in nature and the purpose must be for hedging risk associated with business
urging knowledge dissemination concerning risk and investment in risky assets for higher return in preparation for retirement. Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the first SEC
. However, at that time, the company did not consider other types of investments to compare which may provide higher return and lower risk. However, entering into the transaction does not affect the operation
concerned about the health and safety of all attendees and staff. Therefore, even with our stringent precautionary measures, it may not be sufficient to reduce the risks of spreading if we continue with the
effective date of the Royal Decree and wish to continue their business operation must file an application with the SEC Office within 90 days (or by 14 August 2018). In such case, the business can continue
, sustainable, and transitional taxonomy for ASEAN. ACMF will also continue to monitor international developments on the convergence of sustainability disclosure standards, to further inform ACMF’s initiative on
clients? order, the Ministry of Finance is allowing both companies to continue their business operation until 14 January 2019.Regarding clients? assets under custody, the companies are requested to transfer
no longer continue operating this business from September 1, 2018 onwards. 2. Costs and expenses for the year 2018 increased 78.88% compared to the same period of 2017. The main reasons were: Cost of