rehabilitation process only upon the court’s formal acceptance of the rehabilitation petition for consideration. The Notification specifying the above regulations* has been published in the Government Gazette
, funding portals are responsible for disseminating such information and updating investors on any developments; (2) Requiring CFD issuers to report entering the business rehabilitation process only
submission system provided by the SEC. For REIT managers that are not mutual fund management companies, the submission shall be made through the SEC’s electronic submission system only. The public
(CEO) may hold the position at only one company while director may hold the position at up to five companies, etc. This is to allow executives of intermediaries to allocate sufficient time to efficiently
account. By providing the required information only once via the standard single form, investors will have more convenience in opening investment accounts of all types of capital market product, for
listed securities as same as institutional investors, in addition to the current eligible assets which are government bonds and investment-grade debentures only. (2) SEC will consider the
) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses
COVID-19The first session will kick off on 30 April 2020 from 10.00 hours onwards. SEC expects to see the society, the business sector and all other sectors leverage FinTech not only to cope with the
be in compliance with the rules, conditions and procedures as prescribed by law. Currently, only government debt instruments and investment grade debt instruments are eligible for repo agreement
derivatives exchange with a minimum fee of 2 million baht in place of the existing fee which only prescribes the fixed rate of 2 million baht. Also, agricultural commodity derivatives would be granted an