officer by the Stock Exchange of Thailand due to his dishonesty. The aforementioned reflected that Mr. Kultavarakorn neglected to comply with the specified rules and regulations, failed to provide

. Recently, there are an increasing numbers of companies interesting in raising funds through initial public offerings (IPO) of securities and being listed on either the Stock Exchange of Thailand (SET) or the

provident funds and the appointment of the Appeals Committee of the Stock Exchange of Thailand (SET). Offshore Investment for mutual funds and provident funds: The SEC has approved (1) the

BANGKOK, November 17, 2006 ? The SEC has ordered Abico Holdings Plc. ("ABICO"), which had requested to be removed from the rehabilitation category and resume normal trading on the Stock Exchange, to

Act). This is a case of a person using his own investment theory to solicit investors to join a pooled fund for stock trading on the SET. Interested investors or members of the web board then had

the inspection of the Stock Exchange and the SEC, shall be subject to strict penalty actions.

1.58 million baht, and lying that the transferred money would be paid for securities subscriptions on and off the Stock Exchange. In fact, there was no evidence of such subscriptions, nor did the

, breaching the regulations of the Stock Exchange of Thailand and consequently being imposed upon by the organization?s punitive orders. Efficient internal control and stringent compliance units of

Committee comprising of representatives from the Association of Securities Companies, Thailand Securities Depository Co., Ltd. and the Stock Exchange of Thailand for appropriateness of such guidelines.?

The Office of Securities and Exchange Commission (SEC), The Stock Exchange of Thailand (SET), Association of Securities Companies (ASCO), Listed Companies Association (LCA), Association of Investment