According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been
of Contract for Difference (CFD) with several underlyings such as gold, crude oil and stock index. This is a speculation for the difference between the current value of an the underlyings without
Public Company Limited (PDI). The offenders paid civil penalties and compensation for the received benefits, at the total amount of 1,917,895.83 baht.According to the referral from the Stock Exchange of
, resources management, and oversights of stakeholders, e.g., securities issuers, securities companies, asset management companies, the Stock Exchange of Thailand (SET), auditors and credit rating agencies, etc
Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
. The opening of the campaign was attended by 32 listed companies in the Stock Exchange with an opening speech given by Chairman of SEC Board Worawit Champeerat.The Vibhavadi Zero Waste campaign was an
Sangwian Intarawichai Auditorium, the Stock Exchange of Thailand on 16 December 2019 with more than 400 participants, comprising executive directors, members of audit committees, and executives of listed
, structure, and provide useful advice for achieving business objectives. When achieving the objectives, PE will sell out the shares to any particular group of investors or via the Stock Exchange of Thailand
falsely said to be listed on the Stock Exchange of Thailand even though it has already been listed. The clients transferred money to his account for trading such shares, but he did not do so for the clients
falsely said to be listed on the Stock Exchange of Thailand even though it has already been listed. The clients transferred money to his account for trading such shares, but he did not do so for the clients