business license shall obtain securities business license only when it has the following qualifications: (1) having paid up registered capital not less than the amount specified in the notification of the
Exchange Commission. Chapter 1 Application for Approval ______________________ Clause 4. Persons who obtain approval to be investor contact shall be divided into two categories which are Category A Investor
take necessary actions for its clients to obtain the rights and benefits arising from any securities or instruments owned by the clients which are under its custody from the issuers of such securities or
, unless given a written order or consent from the client, on a case-by-case basis. 5 Clause 11 A securities company shall take necessary actions for its clients to obtain the rights and benefits arising
, unless given a written order or consent from the client, on a case-by-case basis. 5 Clause 11 A securities company shall take necessary actions for its clients to obtain the rights and benefits arising
3 percent of the Company’s net tangible assets, therefore, the Company is obliged to obtain approval from the Board of Directors and disclose such information to the Stock Exchange of Thailand (as per
connected transaction, by delivering the Notice of the Shareholders’ Meeting at least 14 days before the date of the Shareholders’ Meeting, and obtain approval from the Shareholders’ Meeting with not less
eligible Green Projects. There are a variety of ways for issuers to obtain outside input to their Green Bond process and there are several types of review that can be provided to the market. Issuers should
to obtain independent and external verification as part of the reporting commitment for sustainability-linked bonds, as set out in section 4 of the SLBP. Such a verification should be provided at least
evaluate a supplier’s performance and to obtain an overall score corresponding to the SEP performance. On a quarterly basis, divisional audit committees review all of the SEP audits performed and evaluate