giving advice concerning the investment or procurement for benefit from mutual fund assets to management company in any types of fund; “Securities exchange” means The Stock Exchange of Thailand
of securities brokerage, shall apply only to the securities brokerage outside the Stock Exchange of Thailand. Clause 3/1. For the purpose of supervision the undertaking of securities brokerage of
data indicating risks in fund prices in response to the volatility of the stock market of the equities in which the fund invested. The calculation method shall be in accordance with the rules of the
volatility of the stock market of the equities in which the fund invested. The calculation method shall be in accordance with the rules of the Association of Investment Management Companies. In case of index
. Implementation 34 5. Moving Forward 35 THE INVESTMENT GOVERNANCE CODE PRINCIPLES Principle 1 Adopt a Clear Written Investment Governance Policy 37 Principle 2 Properly Prevent and Manage Conflicts of Interest and
corporate governance have prompted world-class organizations to implement best practices to strengthen their governance regime. In Thailand, the Stock Exchange of Thailand (SET) has prepared the “Principles
volatility in comparison to the market shall be displayed as one of the statistical data indicating risks in fund prices in response to the volatility of the stock market of the equities in which the fund
. 14.7 Beta The mutual fund’s volatility in comparison to the market shall be displayed as one of the statistical data indicating risks in fund prices in response to the volatility of the stock market of
. - Reduce supporting documents for outward remittance in certain objectives and allow submission of supporting document in electronic form. - Individuals are allowed to domestically enter into a forward
to maintain their profitability, going forward. 1.3 Regulatory Changes Significant regulatory changes that may have affected KBank’s and K Companies’ business operations included: Regulations for