writing to the Office. Unless the Office gives an objection in writing within fifteen days from the date of receiving the notice, the investment advisory company may change such work system. Clause 2/1. An
documents or evidence filed with the SEC Office under this Notification shall always be prepared in the same language for the subsequent filing except where it is necessary and expedient otherwise and a
’ assets unless such appointment complies with the following rules: (1) a person to be appointed as the securities company’s agent to undertake custody of clients’ assets shall be: (a) a commercial bank; (b
the securities company be responsible for such assets in full amount. Clause 8 A securities company shall not appoint any person as its agent to undertake custody of clients’ assets unless such
the Registration Statement for Securities Offering dated 2 June 2008 shall be repealed. Clause 23 Unless otherwise specified, the definitions determined in the Notification of the Securities and
Company and the local intermediary shall comply with the regulations specified in the Notification on Standard Conduct of Business unless the Notification on Rules on Cross-Border Offerings of Covered Funds
, unless otherwise noted; deduction of such expenses would reduce returns. Net performance results reflect the application of the highest incremental rate of the standard investment advisory or management
enforceable under the provisions of law. SECTION 6.2 Unless otherwise specified by the provisions of this Act, the SEC, the Capital Market Supervisory Board and the SEC Office shall issue a notification to the
enforceable under the provisions of law. SECTION 6. 2 Unless otherwise specified by the provisions of this Act, the SEC, the Capital Market Supervisory Board and the SEC Office shall issue a notification to the