(especially China), causing The competition is very high in term of price while the economy is in recession and the company is still losing money from the exchange rate compared to the US dollar (the company's
of the Bureau of Financial-Banking Crimes and Money Laundering, to discuss the developments of the legal proceedings in this case. “The SEC always places high importance on legal enforcement and
issued a warning letter to such securities analyst to perform her duty with extra care and verify the correctness of information before disseminating to the investing public or the media. This is of high
the duty of investment consultants to record them along with conversations at all times for evidence. The SEC places high importance in this matter because it will be beneficial to both investment
decision-making.The above transactions are classified as high value acquisition and disposal of assets required the shareholders? meeting approval with the vote of at least three fourths of the shareholders
trading. This resulted in high impact on RICH shares trading values and volumes while a number of trading orders were matched within the said group. {B} {C} and {D} aided or abetted the aforesaid actions
on the clients? behalf at a high trading volume and value. Later, the clients demanded her to compensate for losses incurred from trading. In addition, {A} admitted to trading in such manner by giving
exploiting client?s assets for personal interest. Following Thanachart's report, the SEC probed into the case and found that {A} traded high volume of securities in the client's account without permission for
income from business operation due to the high interest rate of 14-15 percent per year according to the loan contract. Such facts caused the GL financial statements to be in contravention of Section 56 of
-price matching for the trading activities within their own group. Such transactions misled other investors into believing that TAPAC shares were traded in high volume and its price was changed. As a