The SEC has collaborated with the single form working group to develop the single form, which contains a standard information set. The working group consists of representatives from stakeholders in

of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC

Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 re: Standard Conduct of Business, Management Arrangement, Operating Systems and Providing Services to Clients of Securities Companies

Organization of Securities Commission or IOSCO is the international body that brings together global securities regulators and is recognized as the global standard setter for the securities sector. IOSCO

In addition to stricter professional standards, audit firms in the capital market are now required to comply with the International Standard on Quality Management (ISQM) 1 and ISQM 2, which have

(standard format) ของชุดข้อมูลลูกค้า เพื่อให้สามารถจัดส่งข้อมูลลูกค้าได้อย่างมีประสิทธิภาพยิ่งขึ้น ซึ่งเป็นประโยชน์ในการเปิดบัญชีระหว่างผู้ประกอบธุรกิจ นอกจากนี้ ยังร่วมกันกำหนดแนวทางในการจัดทำและจัดเก็บ

specifies the standard action whereby all parties suffering damage from wrongdoings of the same facts and legal issues become members of a class action automatically except for those who choose to opt out

advice on suitable products in compliance with standard of conducts;(3) Giving knowledge through activities and channels by preparing plan for financial literacy and investor potential for 2011-2013 which

any particular employer;           (3) The definition of ?associated company of the employer? will refer to parent company and subsidiary company in accordance with the accounting standard concerning

Singapore (ACRA), Securities Commission Malaysia (SC) และผู้แทนจาก International Accounting Standard Board (IASB) และ ก.ล.ต. ซึ่งผู้เข้าร่วมประชุมได้แลกเปลี่ยนความคิดเห็นและประสบการณ์ในการสอบทานงบการเงิน ตลอด