to the public and he has access by virtue of his office or position and acts in a way as to take advantage of other persons as follows: (1) uses the information on PTL’s performance in the standalone
because JTS has the net loss of 6.19 million Baht in prior quarter and 4.83 million Baht if compared with the same quarter in 2015. Mr. Pete accessed that information by virtue of his positions as a
;), knew the inside information about an increase of the net profit of TRUBB and subsidiaries between January to February 2017 and January to March of 2017 by virtue of her position. Subsequently Miss
Q1/2014 by 84.60 percent (a decrease of 1,096.04 million baht). He obtained the material non- public information by virtue of his positions before such information became public on August 8, 2014
's trading account to purchase 75,000 GLOBAL shares by utilizing the non-public information he accessed by virtue of his positions. Such information was SCG Distribution Co., Ltd., a subsidary
virtue of his position, that is: - the net profit of TOG in the 3rd quarter of 2015 of 89.62 million Baht, which increased by 136.97 percent compared to the 3rd quarter of 2014 and 119.23 percent
virtue of his position, that is: - the net profit of TOG in the 3rd quarter of 2015 of 89.62 million Baht, which increased by 136.97 percent compared to the 3rd quarter of 2014 and 119.23 percent
the rights and benefits of the shareholders or the decision-making of investors. The SEC therefore, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), has instructed EARTH
imposes the sanction. The SEC Board imposes the sanction. End This is a legal action by virtue of the SEC Office’s regulatory power prescribed in those administered laws. This action shall be imposed on a
Capital Market Supervisory Board No. TorThor. 92/2552 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Foreign Securities (No.2) ----------------------------- By virtue of Section 16/6 and