of Derivatives Business Operator B.E. 2553 (2010) 01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for
01/03/2017 2. Notification of the Securities and Exchange Commission KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Derivatives Business (No. 3) 11/05/2011 16/05/2011 5. Notification of the Securities and Exchange Commission  Kor Khor. 10/2547 Registration of Derivatives Business Operator In the Category of
company for 5 years, and as major shareholder of derivatives business operator for 10 years. Due to the deficiencies in duty performance of Mr. King, SKFM was subject to violation of Section 117
Clause 3 A CIS operator who intends to offer for sale of units of foreign collective investment scheme shall submit an application form together with evidentiary documentation to the SEC Office in
by: Relevance Date (Newest) Date (Oldest) English (United States) DigitalAsset Content Rules and Regulations List of licensed / approval digital asset business operator
licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert Rules and Regulations https://www.sec.or.th/EN/Pages/Shortcut/DigitalAsset.aspx Pages - The
: Relevance Date (Newest) Date (Oldest) English (United States) DigitalAsset Content Rules and Regulations List of licensed / approval digital asset business operator SEC News
, securities business operator, derivatives business operator, financial advisor, auditor, appraisal company, credit rating agency, representative of bond holders, and personnel in the capital market business
draft regulations on the business governance of digital asset business operator https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=951 SEC proposes to specify “ digital asset custodial wallet provider