Limited ("TMBAM eastspring") failed to order or act duty resulting in TMBAM eastspring failed to put in place sufficient and effective communication guideline and internal management in the period
disaster preparedness and response. The event took place on 6 December 2023, at the Queen Sirikit National Convention Center.
Association, and Thailand digital asset community. The joint meeting took place at the SEC building on 26 December 2023.Ms. Pornanong Budsaratragoon, SEC Secretary-GeneralMr. Nares Laopannarai, President of
business, and custodians for private funds and provident funds. The meeting took place at the SEC Building on 8 January 2024.
honored participants in the workshop which took place on 21 February 2024 at SEC Building.
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective Investment consultant ("IC
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective system for arranging and keeping
Waterhouse Co., Ltd. • Member, Board of Governors, Stock Exchange of Thailand • Academic Member, Accounting Profession Supervision Council, Ministry of Commerce • President, Institute of Certified Accountants
securities company or company, whether by changing his position, job description or work place, suspending, threat, harassment, lay-off or any other matters of unfair treatment against such person because the
Capital Tower All Seasons Place 87/1 Wireless Road Bangkok 10330 Telephone (66) 2305 8000 Facsimile (66) 2305 8010 www.linklaters.com Prepared by: Wilailuk Okanurak Telephone 66 2305 8024 wilailuk.okanurak