disclosure, a prospectus, progress reports of a project and use of proceeds. The offering of digital token must be made through ICO portals approved by SEC Board. The role of ICO portal is to perform due
made the public hearing document available at www.sec.or.th/hearing. Related persons and interested parties may express their comments at the website or send comments by e-mail to piyaruj@sec.or.th
business on their behalf in order to ensure that the delegation is duly carried out. SEC has made the public hearing document available at www.sec.or.th/hearing. Related persons and interested parties
to the punishments under the said provisions in conjunction with Section 86 of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made
about each investment policy of a pooled fund in a dataset format to the SEC so that the pooled fund data would be processed and made available to the public as open data. The frequency of submitting the
, cash flow within the group, and monthly payment made to seven aiders and abettors. The SEC also obtained statement from some suspects admitted the facts regarding the control of the manipulating scheme
prices were within the range which the client previously expressed interest in. She thought that the shares could be sold to take profit in the similar manner as the client's purchase made in the morning
") from 16 MAC shareholders where payment will be made in cash and by BROOK newly issued shares. The company has already submitted the offer to 16 MAC shareholders and its board of directors is of view that
made within two months as from a grant of loan. Previously, the SEC Board allowed the same period for establishment of type 1 property fund and increase in scheme capital for additional investment. ?The
. Selling agent must comply with specified criteria, for example, selling agent must examine investor?s characteristics before offering for sale of the product to ensure that the offer has been made to