close friend to trade securities for himself. The amount of money withdrawn from his own account was the same amount deposited as collateral for the client's trading account. The client later withdrew the

money for Porameth to buy and hold ABC shares for Sathit. Later, the trading account of Sorod was used to buy the shares to inflate the share price while Porameth sold big lots of the shares to Sathit

the contribution into the fund later than the period specified by the law, and revising the processing time periods for the fund’s various proceedings and penalties in the PVD Act.The consultation paper

later earned capital gains from selling the shares within the same month of the year.Chanthani?s two counts of misconduct were in violation of Section 241 and liable to the penalties under Section 296 of

client related to him as a payment for trading transactions and collateral. Jakkrit later executed trading orders for his related client.  In addition, Jakkrit also made investment decisions on other

method was not allowed according to the company's articles of association. Later, on 26 June 2017, the Department of Business Development, the Ministry of Commerce issued an order rejecting the

consultant, had solicited the clients to purchase over-the-counter shares of a public company that he claimed to be listed on the Stock Exchange of Thailand (SET) later. He gained a margin from the

B.E. 2535 (1992) (SEA). He earlier agreed to enter the settlement procedure; but later declined to do so. The criminal case has not been regarded as settled. As a result, the SEC has to file the

securities business without license.The SEC received complaints from several foreign residents that they had been solicited to use services and advice of the offenders to make investments and later suffered

executed trading orders through the aforesaid trading accounts. {A} had denied all the accusations without adduced counter evidences. Later, she agreed to enter the settlement procedure and made the fine