, securities underwriting, but shall not include a financial institution under other law and later obtain a license to undertake securities business; “Full-service Branch Office” means a securities company’s
. In this Notification, “Derivatives broker” means any company licensed to undertake derivatives business in the category of derivatives broker, but shall not include a financial institution under other
include a financial institution under other law and later obtain a license to undertake derivatives business; “Full-service Branch Office” means a derivatives broker’s branch office in Thailand that
Secretary-general, the International Organization of Securities Commissions (IOSCO) (ที่ 2 จากขวา) เกี่ยวกับความร่วมมือด้านการพัฒนาและการกำกับดูแลตลาดทุน ที่โรงแรมฮิลตัน ณ เมืองซิดนีย์ ประเทศออสเตรเลีย
occurs: The Board of Directors’ Meeting of UAC Global Public Company Limited No. 3/2019 on April 1, 2019. The expected establishment of Joint Venture in form of limited company in Lao PRD will be within
At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon shared her perspective and vision for leading the SEC organization after recently assuming office. “I have taken
Police Development Institution of the Royal Thai Police. He was Deputy Commissioner of Immigration Bureau, Deputy Commissioner of Metropolitan Police Bureau, and Deputy Inspector General of the Royal Thai
. “commercial bank” means commercial bank in accordance with law on commercial banking or law on business of financial institution; “life insurance company” means life insurance company in accordance with law on
capital market mechanism in accordance with the SEC Strategic Plan. - 03 - Quality Assurance Review Panel Positions: • Advisor to the Prime Minister • Expert Member of Office of Public Organization and