Sanction Committee, they have become persons having untrustworthy characteristics for holding the position of company director and executive pursuant to the Notification of the Securities and Exchange
possession of prohibited characteristics by the persons on the SEC Arbitrators List. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit
conflicts of interest that may arise additionally.The proposed amendment contains several key points of change, including (1) determination of additional related persons in considering appointment of asset
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that
) through fifteen other persons’ trading accounts in concealment to mislead the general public to believe that RICH shares were purchased or sold in great volume or the price of RICH shares had changed at
Mr. Sermkiat Kangsathein Between 11.53.47 A.M. to 12.06.37 P.M. on October 3, 2012, Mr. Sermkiat Kangsathein colluded or agreed with other persons by using his and others’ trading accounts to trade
Mr. Wichian Ursiripant Between 11.53.47 A.M. to 12.06.37 P.M. on October 3, 2012, Mr. Wichian Ursiripant colluded or agreed with other persons by using his and others’ trading accounts to trade
Mr. Pratheep Wongkulnit Between 11.53.47 A.M. to 12.06.37 P.M. on October 3, 2012, Mr. Pratheep Wongkulnit colluded or agreed with other persons by using his and others’ trading accounts to trade
Mr. Prapat Itthichaisri Between 11.53.47 A.M. to 12.06.37 P.M. on October 3, 2012, Mr. Prapat Itthichaisri aided and abetted other persons to trade securities of Thai Plastic and Chemicals Pubic