Summary Related Manuals/Guidelines Related Rules and Regulations Related Forms FAQs List of approved ASEAN CIS Regulatory Summary Standard of Qualifying CIS Standards of Qualifying CIS consist of
Notification may be made only when the value of the approved securities does not exceed the allotted quota determined by the Bank of Thailand for controlling the execution of transactions related to foreign
(1), (2), or (3). Clause 43 An offer for sale of newly-issued securities of a company under Clause 3 to its directors or employees shall be deemed approved by the SEC Office and the approved company
; (2) to supervise the special purpose juristic persons to ensure their compliance with this Royal Enactment; (3) to prescribe types of assets and securities which may be approved for securitization and
appears in the SEC’s approved list; “related person” means a related person under the Notification of the Capital Market Supervisory Board concerning the Rules on Related Party Transactions; “Stock Exchange
other training institutes approved by the Office; “Unit-linked life insurance policy” means an insurance policy issued by life insurance company to the insured as evidence that the insured and the life
” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and Exchange Commission as
. (2) “Fund Manager” means mutual fund manager or private fund manager; (3) “Register of Persons Qualified to be Fund Manager” means the list of persons approved by the Office of the Securities and
shall include a director authorized to bind a company unless it can be demonstrated that it is a joint authorization with other directors for a transaction that has been approved by the board of directors
the Special Purpose Juristic Persons for Securitization Act B.E. 2540 B.E. 2558 3 (3) to prescribe types of assets and securities which may be approved for securitization and types of securities to be