required to return all assets to its clients within three months as from the issue date of the SEC Board’s order. The SEC’s inspection on the operation of Huobi as a digital asset exchange operator during
custodial wallet provider as a digital asset business that is required to apply for a license, obtain the qualifications and comply with the governing regulations before providing the service; and (2
support deposit taking and lending services to prevent possible damage to digital asset investors and the public in the possible event of service discontinuance or financial problems that may occur on a
values using a fair price. The value per investment unit shall be rounded up to a minimum of 10 decimal digits according to international standards. (2.3) Increase or reduce the number of investment units
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
provident funds 2.1 Disclosure of Information After a private fund management agreement has been executed, the private fund management company shall disclose the following information to its client: (1
, the I Code promotes and contributes to a good corporate governance ecosystem, stimulates responsible and sustainable practices by listed companies, and fosters growth and development of the Thai capital
, the I Code promotes and contributes to a good corporate governance ecosystem, stimulates responsible and sustainable practices by listed companies, and fosters growth and development of the Thai capital
information in a timely manner. The key points of the amendment are as follows: 1) Extending the reporting period for small transactions involving changes to securities holdings and allowing the
regulations as specified under Clause 6(3)(5)(6)(7)( a ) to ( m ) in conjunction with Clause 12 and Clause 16/1 of the Notification of the Securities and Exchange Commission No. Kor Jor. 16/2561 Re: Rules