and earning of the applicant significantly.In performing the duties of independent financial advisor, {X1} Securities and {A} failed to conduct a careful, professional due diligence on an acquisition of
misconduct was liable to violation or failure to comply with professional duties, which is a prohibited characteristic of capital market business personnel*. The SEC has therefore revoked the approval of
businesses in their product and service offering for investors? best interest, and improves professional conduct to ensure that investors will have reliable information and efficient protection. The SEC also
of professional and experienced experts to render financial knowledge and advice as well as manage portfolios suitable for different clients? profiles via three websites: www. giltedgeintl.com, www.on
. In pursuing the goal to promote women’s roles in the Thai capital market, the IOD’s “Women on Boards” program will not only help enhance women’s knowledge and skills to be in readiness for professional
firm. ** An audit firm that has passed an inspection of the SEC has an audit quality control system in line with professional standards and sufficient personnel
ประกาศนียบัตรวิชาชีพที่แสดงถึงความรู้ด้านการเงินและการลงทุน (professional license) (4) ผู้ลงทุนทั่วไปที่มีความรู้และประสบการณ์การลงทุนในหุ้นโดยจะต้องมีเงินลงทุนโดยตรงในหุ้นเฉลี่ยตั้งแต่ 5 ล้านบาทขึ้นไปในรอบ
purpose of trading. In addition, investors can be confident that they will be protected through their use of service as it is the investment via experienced and professional business operators. SEC’s
ทำงานได้รายงานให้ที่ประชุมรับทราบถึงแนวทางการส่งเสริมการใช้ประโยชน์จาก ASEAN Professional Mobility Scheme ซึ่งเป็นโครงการที่ช่วยส่งเสริมการเคลื่อนย้ายบุคลากรและการจัดให้มีบทวิเคราะห์การลงทุนข้ามกันใน
companies in compliance with professional standards.Earlier, the SEC conducted a public hearing on the proposed principles for requiring audit firms in the capital market to maintain a minimum number of