additional costs and are obstacles to extend the fund size at the initial stage. Therefore, SEC has put forward the amendments to the regulations on the limitations on unitholding in mutual funds. The
understanding and by contributing to the further development of our respective financial centres. We are looking forward to the continuing good relationship and cooperation between the SEC Thailand and the CSSF
and Chinese delegates agreed to regularly hold executives? meeting to continue exploring the idea and move forward for more concrete collaboration in the future.
According to AIA’s inspection report and SEC’s further investigation, it was found that Sorrapon received the unit-linked life insurance premium from the client but did not forward the premium
revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the
accounting period and forward looking statements, as well as the accounting policies and reasons given for applying such policies.?
เศรษฐกิจและการพัฒนา (OECD) บรรยายในหัวข้อ “Responsible Business Conduct: Respecting Human Rights through Due Diligence and Way Forward”นายประสิทธิ์ บุญดวงประเสริฐ ประธานคณะผู้บริหาร บริษัท เจริญโภคภัณฑ์อาหาร
who has relevant information and solid reasons to point that UBS or any persons had an ill intention to file the form or that the information in such form caused damages to any persons to come forward
, practitioners and experts on corporate governance in the region, as well as from OECD countries and relevant international institutions. Participants exchange experiences and push forward the reform agenda on
following duties: (1) arrange to have a computer set where customer can submit a trading instructions for derivatives contract by themselves; (2) accept a derivatives trading account opening form and forward