the dessimination of facts that had not yet been disclosed to the SET and contained material information that could have influenced investors? decision making and the price movements of WHA shares being

being traded in great volume and the price was changing inconsistently with normal market conditions, to lure the public into trading such shares.   Somchai?s offense was in violation of Section 243 (1

of their salespersons. Moreover, the rule will introduce more convenient tools and channels for investors to obtain better understanding on products being offered to them in order to make well-informed

-making.Meanwhile, certain rules governing advertisement and sale promotion of mutual funds are also being revised to enhance clarity and flexibility.The SEC supports intermediaries in their offering of diverse

’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will

and/or digital tokens of which are liable to be approved by SEC. Therefore, investors are advised to be skeptical if being solicited to invest with DB Hold. SEC has notified DB Hold to cease any

other companies, which offer high returns along with having minimum investment amounts and an investment period no more than one year. Promotions such as financial rewards or bonuses are also being

extension of AGM holding of property funds, infrastructure funds and REITs, or a permission to use other alternative measures.  In any case, being unable to comply with the AGM Checklist due to the COVID-19

-based workplace exploitation and how is it being implemented?” โดยได้กล่าวถึงบทบาทของ ก.ล.ต. ในการสนับสนุนให้บริษัทจดทะเบียนสร้างสภาพแวดล้อมในการทำงานที่คำนึงถึงการเคารพสิทธิมนุษยชนและความเท่าเทียมทางเพศ

, Director General of the CSSF, said: “This Memorandum of Understanding sets the stage for enhancing cooperation between both our authorities in the area of Fintech, Thailand and Luxembourg being both