. In addition to having qualifications under Clause 5, the applicant shall not possess the prohibited characteristics as specified in the notification of the Securities and Exchange Commission governing
the fund; (b) not being a trading of investment units between mutual funds under the same management company, which is prohibited under Section 126(3). When engaging in a transaction under the first
the fund; (b) not being a trading of investment units between mutual funds under the same management company, which is prohibited under Section 126(3). When engaging in a transaction under the first
to investment policy and necessity of the fund; (b) not being a trading of investment units between mutual funds under the same management company, which is prohibited under Section 126(3). When
Derivatives Clearing House The Notification of the Securities and Exchange Commission No. KorYor. 51/2547 Re: Determining Proportion of Directors of Derivatives Exchange and Prohibited Characteristics of
Derivatives Clearing House The Notification of the Securities and Exchange Commission No. KorYor. 51/2547 Re: Determining Proportion of Directors of Derivatives Exchange and Prohibited Characteristics of
-incompetent person; (2) I am a person not eligible to serve as director, manager, person with managerial authority or advisor of financial institution because of the possession of prohibited characteristics
) of which directors, managers and partners not having any prohibited characteristics as prescribed in the relevant Notification of the Capital Market Supervisory Board relative to Prohibited
partners not having any prohibited characteristics as prescribed in the relevant Notification of the Capital Market Supervisory Board relative to Prohibited Characteristics of Personnel in Securities
partners not having any prohibited characteristics as prescribed in the relevant Notification of the Capital Market Supervisory Board relative to Prohibited Characteristics of Personnel in Securities