brokerage, securities dealing, investment advisory service, securities underwriting, mutual fund management or private fund management; “agent” means a person who is appointed by a securities company as its
) “ representative ” means a person appointed by a management company as an agent for selling investment units or receiving requisition of investment unit redemption, and in case the management company is a private
) “representative” means a person appointed by a management company as an agent for selling investment units or receiving requisition of investment unit redemption, and in case the management company is a private
annual report features Benjarong ceramics. Benjarong, meaning five colours, gained popularity in the royal court and the high society of Siam in the late Ayudhya period (A.D. 1350 - 1767). But it was
that the performance of the mutual fund does not depend on the financial status or operating results of the management company or distributor /sales agent; (4) a warning that “Consideration of a draft
institutional and high net worth investors and an offering to a limited number of specific investors are more relaxed than those governing a general public offering.? However, recently there have been some cases
periods as well as popular funds seem to considerably attract more investment money than others. Unfortunately, most investors tend to buy high and sell low, getting caught in a wrong market timing. It is
strengthen customer perception towards KBank as an “Embedded Trust” agent, offer products and services “Beyond Banking” and stay relevant to “Everyone, Every Day, Every Way and Everywhere” in order to deliver
: This inspection cycle results shows that each audit firm pays attention to 1) the capacity building of its staff and remedying of high turnover rate, 2) improvement of audit manual to be more descriptive
agent business - Securities borrowing and lending service - Sales and redemption representative of investment units Overview of the Stock Exchange of Thailand Thai stock index saw a quarter of quite high