Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...
-Circular-Green (BCG) Economic Model, the World Bank has supported the foundation of the Sustainable Finance and Environmental, Social, and Governance (ESG) Investment Regime in the Thai financial market by
biodiversity conservation; (vi) Clean transportation; (vii) Sustainable water and waste water management; (viii) Climate change adaptation; (ix) Eco-efficient and/or circular economy adapted products, production
adaptation (including information support systems, such as climate observation and early warning systems); • eco-efficient and/or circular economy adapted products, production technologies and processes (such
supplement, offering circular, offering memorandum, etc.) Necessary Reporting commitments • Location & frequency of reporting • Intended scope & granularity of reporting • Commitment & disclosure of post
, businesses and payment have shifted into the digital realm. Meanwhile, cyber threats have become more sophisticated, as seen from their application of state- of-the-art technologies. Against this backdrop
management and portfolio quality improvement, our RM teams are always on hand to offer our customers advice on sophisticated investment products and hold financial activities that provide increased
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
Infrastructure Mutual Fund Manager dated 3 June 2014 . Division 1 General Provisions Clause 41 The Notifications of the Office of the Securities and Exchange Commission, orders and circular letters issued or come
the Securities and Exchange Commission, orders and circular letters issued or come into force by virtue of the transitional provisions under the repealed notifications as defined by Clause 40, which are