compliance supervision throughout the approval period of the auditor. Sincerely, (Signature

of regulators and to contribute to a culture of compliance by companies, in the interest of protecting investors and creating confidence in markets. It can serve as a basis for reform and self

and International Monetary Fund (IMF) initiative that helps member countries strengthen their financial systems by improving compliance with internationally recognized standards and codes. The

compliance with the qualifications set out under Clause 4(2) have been approved by the Capital Market Supervisory Board; and (3) the derivatives clearing house to provide the clearing and settlement services

banned Ravi from holding the position of director or executive at any issuing or listed companies for one year.* ________________________________ *In compliance with the Notification of the Securities

compliance with the governing law; (2) These ICOs have not been screened by the SEC-approved ICO portals; (3) Necessary and sufficient information on these ICOs may not be disclosed to support investors

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. พร้อมด้วยนางปะราลี สุคนธมาน ผู้ช่วยเลขาธิการ และคณะผู้บริหาร ได้เข้าร่วมประชุม ASIFMA Compliance and Legal Conference 2019 ณ ประเทศฮ่องกง ระหว่างวันที่ 29

seeking advice on fundraising or applying for a digital asset business license in compliance with th Royal Decree on Digital Asset Businesses B.E. 2561 (2018) are welcome to contact the SEC Digital Asset

company's management and monitoring on personnel systems did not comply with professional standards. In this regard, the SEC warned KPMG Phoomchai Business Advisory Ltd. to emphasize on compliance with

years ago which was non-compliance with the conditions on LTF tax benefits. The client was subject to retroactive tax payment plus surcharges.Failure to provide complete information or advice by not