been approved to establish or registered or person responsible for undertaking of foreign collective investment scheme (CIS operator) is under the supervision of such agency. Clause 2. This Notification
unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any person responsible for managerment of
unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any person responsible for managerment of
securities business operator in the category of mutual fund or private fund management or as trustee or custodian; (2) a financial institution established under other laws and later licensed to undertake
securities business operator in the category of mutual fund or private fund management or as trustee or custodian; (2) a financial institution established under other laws and later licensed to undertake
Institutional Investor ; (4) “ derivatives exchange ” means a derivatives exchange that is licensed by the Securities and Exchange Commission; (4/1) “ foreign derivatives business operator ” means a person
Institutional Investor; (4) “derivatives exchange” means a derivatives exchange that is licensed by the Securities and Exchange Commission; (4/1)1 “foreign derivatives business operator” means a person licensed
Institutional Investor; (4) “derivatives exchange” means a derivatives exchange that is licensed by the Securities and Exchange Commission; (4/1)1 “foreign derivatives business operator” means a person licensed
สมาชิกของ WFE1 1.2 อีทีเอฟต่างประเทศและผู้รับผิดชอบดำเนินการของอีทีเอฟต่างประเทศ (ETF operator) ต้องอยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลต่างประเทศที่เป็นสมาชิกของ IOSCO2
MRF (for inbound only) A CIS Operator must submit a completed Form 35 – HK-TH MRF in hard copies accompanied by all supporting documentation as specified in Form 35 – HK-TH MRF to the SEC Thailand for