approved mutual fund manager, such person shall proceed in accordance with the rules as prescribed in the first paragraph hereof. If any person, who has been granted an approval to act as a mutual fund
shall proceed in accordance with the rules as prescribed in the first paragraph hereof. If any person, who has been granted an approval to act as a mutual fund manager, fails to comply with the rules as
registered person seeks to terminate its fund supervisor business shall inform the Office before the date of such termination and shall proceed as specified in the third paragraph of Clause 8. Clause 10. This
Office before the date of such termination and shall proceed as specified in the third paragraph of Clause 8. Clause 10. This Notification shall come into force as from 1 April 2001. Notified this 19th day
consent of the client in writing in each case. Clause 11. A securities company shall proceed as necessary for clients to obtain rights and benefits arising from securities or any instruments in the custody
. (Translation) -4- Clause 11. A securities company shall proceed as necessary for clients to obtain rights and benefits arising from securities or any instruments in the custody of securities company, or the
of specific risk in this clause mutatis mutandis . Clause 23. Derivatives broker shall have examination system to ensure that the person order derivatives broker to proceed with the customer property
broker shall have examination system to ensure that the person order derivatives broker to proceed with the customer property is the actual owner of the account or is the person who is authorized in