Investment Consultants Fund Supervisors Custodian Auditors Private Funds Private Fund Management Companies Fund Managers Custodians Auditors I nvestment Analysts / Investment Consultants Marketing
Mr. Anupon Sriard During the period of 25 – 31 August 2015, Mr. Anupon Sriard, as a private fund manager, instructed the securities trading accounts of the clients of the private fund to place orders
methods disclosed by the mutual fund management company under Clause 3(4) hereof. Chapter 2 Private Fund Management Clause 5. In cases where the private fund management company invests in or holds shares of
rights according to the methods disclosed by the mutual fund management company under Clause 3(4) hereof. Chapter 2 Private Fund Management Clause 5. In cases where the private fund management company
True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 2) to the SEC office within August 30, 2018
True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 3) to the SEC office within March 2, 2019
True Energy Company Limited True Energy Company Limited failed to prepare and submit the result of the private placement bonds sale report (series 4) to the SEC office within November 27, 2019
Thai Industries Development Company Limited Thai Industries Development Company Limited failed to prepare and submit the result of the private placement bonds sale report to the SEC Office within
Rojna Industrial Park Public Company Limited Rojna Industrial Park Public Company Limited ("ROJNA") failed to prepare and submit the result of the private placement bonds sale report series