clarification under subclause (1), or provides false or materially misleading information. Clause 14 In case of providing services to a non-institutional investor, before opening a derivatives trading account or
of newly issued securities rejected by the SEC Office on a suspicious ground related to disclosure of information to the public and such information was incomplete, contrary to facts, insufficient for
comparable to those stipulated under the Securities and Exchange Act, for instance, dissemination or disclosure of false information, insider trading, front running, market manipulation. Offering of digital
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advanced procurement of raw materials with Union Gas and Chemicals Co., Ltd. in 2004, and made a false representation of accounting information. The public prosecutor issued a non-prosecution order. The case
for advanced procurement of raw materials with Union Gas and Chemicals Co., Ltd. in 2004, and made a false representation of accounting information. SEC Act S.307 311 312 313 Criminal Complaint
the SEC Office both printed document and electronic form shall contain the correctly consistent statement and shall not contain any false statement or conceal any material facts which should have been
false statement/ Dissenimation of false or misleading information 0 0 - - 0 0 1 1 Market manipulation 0 0 4 68 0 0 1 14 Insider trading / Disclose inside information 0 0 1 3 0 0 - - Takeover - - - - 1 1
Exchange Commission, Thailand Executive Summary สถาบนัวิจยัเพ่ือการประเมินและออกแบบนโยบาย Table of Content Introduction 1 Objectives 2 Sources of Data 2 Adjustments Information 3 Results from Multiple
certifies that the translated content is accurate to that of the original information or document; (b) certify that the content of the translated information or document is based on facts or real occurrences