auditors. For example, extending the deadline for submitting financial statements and facilitating the submission of applications and reports via electronic channels to https://www.sec.or.th/EN/Documents
instructed RS to clarify the reasonableness of the said transactions as they may raise several issues. For example, potential conflicts of interest under the business structure between RS and GIFT, the
placed trade orders in Mr. Peeranut’s account in a manner that manipulated the RPC share price, consequently misleading the public about the price or trading volume of the securities – for example, by
margin loan transactions are genuinely used for securities trading, considering the facts or substance of such transactions. For example, using margin loans to purchase big lot securities from related
manners. For example, sending buy or sell orders for securities, or buying or selling securities in a manner that pushed the prices upward, placing bid offers in a way that obstructed others from placing
example, the necessity behind the sale of such assets, the company’s liquidity position, the availability of adequate funds for debt repayment, and future action plans related to the sale of the
example, information on the list of shareholders, financial statements and sources of income of the target company, etc., is not provided. Additionally, MORE is exposed to the risk of absence of due
the SEC have been shut down. The SEC strongly advises the public to exercise caution when being solicited to make investment in possibly fraudulent schemes, the red flags of which are, for example
. *** For example, a foreign CIS fund must be subject to regulatory standards regarding supervision, issuance and offering, and fund management applicable to retail funds in that country. Additionally, the