transactions; (b) presenting capital market products or services suitable for clients based on the results of the clients’ suitability test and recommended asset allocation; (c) distributing documents for
) presenting capital market products or services suitable for clients based on the results of the clients’ suitability test and recommended asset allocation; (c) distributing documents for communicating with and
) presenting capital market products or services suitable for clients based on the results of the clients’ suitability test and recommended asset allocation; (c) distributing documents for communicating with and
procedures that address the issuance of unsolicited credit ratings. 3.5 A CRA should disclose its policies and procedures for distributing credit ratings and reports, and for when a credit rating will be
. Foreign tourists are considered to be the important target customer group of the Company and its subsidiaries. However, the Company has the policy to reduce such risk by distributing the target customer
that relationship. 5. If other parties are involved in distributing the debt securities to the public, briefly outline the plan of distribution and indicate the amount of any debt securities that are to
แบบแสดงรายการข้อมูลการเสนอขายตราสารหนี้ Form 69-FD-MTN Form 69-FD-MTN : Use for Offers for Sales of Debt Securities under Medium Term Note Program (MTN Program) Part 1 : Form 69-FD-BASE is the initial submission of the registration statement. Part 2 : Form 69-FD-PRICING is the pricing supplement with reference to information in Part 1: Form 69-FD-BASE, and the updated information in Part 3: Form 69-FD-SUPPLEMENT Part 3 : Form 69-FD-SUPPLEMENT is the updated information in case the material event...
distributing information or document which is false and may be misleading or [ii] concealing material facts which should be informed clearly and may have an impact on decision making of investors, shareholders
Global Industry Standards Guidance for Integrating ESG Information into Equity Analysis and Research Reports Deborah Kidd, CFA November 2022 GUIDANCE FOR INTEGRATING ESG INFORMATION INTO EQUITY ANALYSIS AND RESEARCH REPORTS CFA Institute Resources CFA Institute Positions on Environmental, Social, and Governance Integration Guidance and Case Studies for ESG Integration: Equities and Fixed Income CFA Institute Standards of Practice Handbook Global ESG Disclosure Standards for Investment Products +...
first time since 2008. Criteria for the circuit breaker measure were also adjusted to be more stringent in order to curb excess volatility in the Thai bourse. To cope with the extremely volatile financial