-making.Meanwhile, certain rules governing advertisement and sale promotion of mutual funds are also being revised to enhance clarity and flexibility.The SEC supports intermediaries in their offering of diverse
’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
and/or digital tokens of which are liable to be approved by SEC. Therefore, investors are advised to be skeptical if being solicited to invest with DB Hold. SEC has notified DB Hold to cease any
other companies, which offer high returns along with having minimum investment amounts and an investment period no more than one year. Promotions such as financial rewards or bonuses are also being
extension of AGM holding of property funds, infrastructure funds and REITs, or a permission to use other alternative measures. In any case, being unable to comply with the AGM Checklist due to the COVID-19
-based workplace exploitation and how is it being implemented?” โดยได้กล่าวถึงบทบาทของ ก.ล.ต. ในการสนับสนุนให้บริษัทจดทะเบียนสร้างสภาพแวดล้อมในการทำงานที่คำนึงถึงการเคารพสิทธิมนุษยชนและความเท่าเทียมทางเพศ
, Director General of the CSSF, said: “This Memorandum of Understanding sets the stage for enhancing cooperation between both our authorities in the area of Fintech, Thailand and Luxembourg being both
Bangkok, November 18, 2014 ? SEC Secretary-General Vorapol Socatiyanurak promoted public awareness-raising about investment in the capital market for wealth accumulation and economic well-being. This
at providing investors with information disclosure closely similar to that prepared by Thai companies while not being too burdensome for foreign firms raising fund in Thailand. The consultation paper
the industry. Apart from being internationally recognized by the European Union, the International Forum of Independent Audit Regulator, and ASEAN Audit Regulators Group, corporate governance assessment