Cement Public Company Limited (SCCC). Khumsup, who at the time was a former executive of SUPER, had an access to the material information by virtue of being assigned by SUPER to contact and coordinate with
investigation and found that Ravi had taken advantage of the information on SPORT's operating results for the third quarter of 2015. The information became known to him by virtue of his position as the company's
the board of directors of listed companies is obligated to perform duties with care, responsibility and honesty in accordance with Section 89/7 of the Securities and Exchange Act, the SEC, by virtue of
shareholders or investment decision-making of investors.Accordingly, by virtue of law the SEC has ordered EARTH to submit the documents related to the increased debts within five business days. Additionally, the
obtained by virtue of their positions to sell shares and warrants of Unique Mining Services Plc. (UMS) and also imposed a fine on Patra Chalermsaphayakorn as an aider. The Settlement Committee imposed a
the management team of CPALL during the negotiation of the purchase deal with SHV. In addition, some of them had accessed to such information by virtue of their positions as directors and executives of
barred from holding such positions in such companies by virtue of the SEA. In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a
the Capital Market Supervisory Board No. TorThor. 93/2552 Re: Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (codified) By virtue of Section 18 of the Derivatives
. KorChor. 9/2555 Re: Determination of Definitions of Institutional and High Net Worth Investors By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and
Securities Companies _____________________ By Virtue of Section 106 of the Securities and Exchange Act B.E. 2535 (1992) which contains certain provision relating to restriction of rights and liberties of